31 Days to a More Effective Compliance Program

Day 31 - Leveraging Root Cause Analysis for Effective Compliance 31.01.2026 7min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today’s Day 31 episode, and our final day in this 2026 update to 31 Days to a More Effective Compliance Program, we end with a review of root cause analysis. Key highlights: Integrating Root Cause Analysis into Solutions Regulatory Expectations and Internal Controls Performing Effective Root Cause Analysis Developing and Implementing Solutions Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 30 - The Foreign Extortion Prevention Act 30.01.2026 7min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today’s Day 30 episode, we discuss the Foreign Extortion Prevention Act (FEPA), a significant piece of legislation that fills a critical gap in the FCPA. Key highlights: Filling the Gap in Anti-Corruption Laws Key Features and Implications of FEPA Challenges in Implementing FEPA The Name and Shame List Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 29 - Enhancing Compliance through Automation 29.01.2026 6min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today’s Day 29 episode, we explore how Chief Compliance Officers and compliance professionals can enhance their programs through automation. Key highlights: Challenges in Traditional Compliance Reporting The Role of Reg Ops in Compliance Integrating Tools for Real-Time Compliance Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 28 - The Importance of Data Governance 28.01.2026 6min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today’s Day 28 episode, we look into the crucial importance of data governance in the realms of compliance and cybersecurity. Key highlights: The Role of Data Governance in Compliance and Cybersecurity Data Governance and ESG Understanding Data Privacy Laws Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 27 - The Compliance Function in an Organization 27.01.2026 7min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today’s Day 27 episode, we explore the growing importance and responsibilities of the compliance function within corporations, emphasizing the need for adequate staffing, resources, and independence. Key highlights: DOJ’s Expectations for Compliance Programs Funding and Resources for Compliance Compliance Program Structure and Authority Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 26 - Elevating the Role and Independence of the Chief Compliance Officer 26.01.2026 7min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today’s Day 26 episode, we ponder the evolving stature and authority of the CCO within organizations, as highlighted by recent guidelines and regulations. Key highlights: Key Inquiries Around the CCO and Compliance Function Importance of CCO Certification and Court Decisions Critical Takeaways for Compliance Professionals Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 25 - Investigative Findings 25.01.2026 7min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today’s Day 25 episode, we consider the critical importance of addressing investigative findings within a corporate compliance framework. Key highlights: The Impact of Investigations on Compliance Communicating Costs and Risks Ensuring Effective Communication Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 24 - Internal Reporting and Triage 24.01.2026 7min

Welcome to 31 Days to a More Effective Compliance Program, a series by Tom Fox in January 2026, where he will post daily insights on best practices for compliance programs. Each short podcast, lasting 6-8 minutes, will provide three actionable takeaways to help you create, design, or enhance your compliance program at minimal cost. Join daily for valuable guidance on compliance best practices. In today’s Day 24 episode, we look into the critical process of internal reporting and triaging of FCPA claims. Key highlights: Guidelines for Effective Compliance Programs Jonathan Marks’ Five-Step Process for Early Assessment Key Takeaways Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 23 - Investigative Protocols 23.01.2026 7min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today’s Day 23 episode, we delve into the essential steps for conducting a thorough and effective internal investigation following an internal report. Key highlights: Key Questions for Internal Investigations Detailed Procedures for Handling Complaints Steps in the Investigative Process Importance of Consistency in Investigations Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 22 - Levels of Due Diligence 22.01.2026 8min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today’s Day 22 episode, we consider the levels of due diligence you should use when investigating third parties. Key highlights: What are the levels of Due Diligence? When is each level appropriate? Key Takeaways Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 21 - Managing Third Parties 21.01.2026 8min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today’s Day 21 episode, we dive into the essential strategies for managing third-party relationships in a compliance program. Key highlights: Strategic Approach to Third-Party Relationships Auditing and Ongoing Management Key Takeaways Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 20 - Third Party Risk Management Process 20.01.2026 7min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today’s Day 20 episode, we delve into third-party risk management, a crucial aspect of corporate compliance under the FCPA. Key highlights: Introduction to Third-Party Risk Management The Five Steps of Third-Party Risk Management Key Takeaways Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 19 - Evaluating the Risk Management Process 19.01.2026 8min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today’s Day 19 episode, we review the critical process of evaluating and translating risk assessments into actionable risk profiles. Key highlights: Understanding Risk Profiles Evaluating Risk Management Processes Risk Matrix and Heat Maps Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 18 - Risk Assessments 18.01.2026 8min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today’s Day 18 episode, we discuss the essential role of risk assessments in anti-corruption compliance programs. Key highlights: The Importance of Regular Risk Assessments Methodologies for Risk Assessment Steps in Conducting a Risk Assessment Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 17 - Podcasting for Compliance 17.01.2026 9min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In this Day 17 episode, we explore the transformative potential of podcasting in compliance training and fostering corporate culture. Key highlights: Podcast Storytelling: A New Approach Branded Podcast Series for Compliance The Benefits of Podcasting for Compliance Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 16 - Effective and Tailored Compliance Training 16.01.2026 8min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today's Day 16 episode, we delve into the evolution and importance of employee compliance training, focusing on fostering a culture of compliance within organizations. Key highlights: Evolution of Compliance Training Standards Measuring Training Effectiveness Tailoring Training to Audience Needs Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 15 - Monitoring and Improving Internal Controls 15.01.2026 8min

Welcome to the 31 Days to a More Effective Compliance Program, a series by Tom Fox in January 2026. Each day will feature a brief podcast (6-8 minutes) highlighting a key component of a best-practice compliance program. By the end of the month, participants will be equipped to create or enhance their compliance programs with actionable takeaways at minimal cost. Join daily for insights into compliance best practices. In this Day 15 episode, we look at the ongoing process of monitoring and improving internal controls within companies. Key highlights: Understanding Control Overrides Continuous Monitoring and Improvement Assessing and Updating Controls Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 14 - Internal Controls 14.01.2026 8min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. Today, on Day 14, the focus is on internal controls and their critical role in compliance frameworks. Key highlights: Defining Internal Controls Key Components of Internal Controls Internal Controls in Compliance Programs Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 13 - Policies and Procedures 13.01.2026 8min

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In this Day 13 episode, we review the importance of having well-crafted compliance policies and procedures as the foundation of a robust compliance program. Key highlights: Importance of Compliance Policies Key Elements of Compliance Policies Assessment and Evolution of Policies Resources: Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Day 12- Your Corporate Code of Conduct 12.01.2026 8min

Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 days series in January 2026, I will post a key part a best practices compliance program each day. By the end of January, you will have enough information to create, design or enhancement a compliance program. Each podcast will be short, at 6-8 minutes with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will plan to join each day in January for this exploration of best practices in compliance. This episode explores the critical value and construction of a corporate Code of Conduct, explaining its evolution from a legalistic document to a cornerstone of compliance programs. Key Highlights · Introduction to Code of Conduct · Regulatory Expectations and Guidelines · Crafting an Effective Code of Conduct Resources Listeners to this podcast can receive a 20% discount to The Compliance Handbook, 6th edition by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices